YesNo
Under $200,000Over $200,000Under $300,000 with spouseOver $300,000 with spouse
(Total value of cash and securities minus related liabilities - Exclude Real Estate)
Under $1,000,000$1,000,000 - $2,500,000$2,500,000 -$5,000,000Under $5,000,000
(Total assets minus total liabilities - Include Real Estate)
Limited/NoviceFairGoodHigh/Sophisticated
(Subscriber is invested in other alternate investment products)
(Subscriber needs access to his/her investments)
MonthlyQuarterlyAnnuallyLong-Term SavingsSpecific Purpose
Less Than 1 year1-3 years3-10 yearsOver 10 years
(Check all that apply)
Saving for retirementProvide for retirementProvide for children’s educational expensesLong-term investmentsFuture major purchasesProvide for parents’ financial needsProvide for children’s housingProvide for medical expensesPay off mortgagePay off financial liabilities (student loans, lines of credit)Minimize estate taxesOther
<10%10-25%25-50%50-75%>75%
BondsMutual FundsMortgagesTerm DepositsStocksReal Estate
Down 5% - 10%Down 10% - 15%Down 15% - 30%Down 30% - 50%Down Over 50%
I feel I have a low level of wealth compared to my future needsI do not feel I have sufficient wealth to fund my future expectationsI feel comfortable with the level of wealth I have compared to future needsI consider myself to be relatively wealthy compared to future needsI am independently wealthy and can fund my future lifestyle from my assets
Select your risk tolerance
The low risk rating applies to investors who are willing to accept lower returns in order to preserve their principal. Investments under the low risk rating include those with low volatility such as money market instruments and/or Canadian fixed income investments.
The low to medium risk rating applies to investors who are seeking a balance between safety and return on their investment. Investments under the low to medium risk rating include investments with a low to medium volatility and may include fixed income securities or balanced funds.
The medium risk rating applies to investors who are seeking moderate growth over a longer period of time. Investments under the medium risk rating include investments with medium volatility and may include equity portfolios that are well diversified across a broad number of Canadian and/or international equity securities and across a number of economic sectors.
The medium to high risk rating applies to investors who are seeking long-term growth. Investments under the medium to high risk rating include investments with medium to high volatility and may include investments in equities that concentrate their investments in specific regions or in specific sectors of the economy
The high risk rating applies to investors who are growth oriented and are willing to accept significant short-term fluctuations in portfolio value in exchange for potentially higher long-term returns. Investments under the high risk rating include those with high volatility and may include investments predominantly in specific regions or in specific sectors of the economy where there is a substantial risk of loss; venture capital funds; or funds that engage in speculative trading strategies including hedge funds that invest in derivatives, take short positions or use leverage.
Does individual hold or has individual ever held one of the following offices/positions in/or behalf of a foreign country:
A head of state or government YesNo
A member of the executive councilgovernment or member of legislature YesNo
A deputy minister (or equivalent) YesNo
An ambassador or an ambassador’sattaché or councillor YesNo
A military general (or higher rank) YesNo
A head of government agency YesNo
A judge YesNo
Leader or president of a political party in a legislature YesNo
Does individual hold or has individual ever held, within the last 5 years — a specific office or position in or on behalf of the Canadian federal government, a Canadian provincial government, or a Canadian municipal government such as:
Member of the Senate or House of Commons or member of a legislature YesNo
Deputy minister or equivalent rank YesNo
Ambassador, or attaché or counsellor of an ambassador YesNo
Military officer with a rank of general or above YesNo
President of a corporation that is wholly owned directly by Her Majesty in right of Canada or a province YesNo
Head of a government agency YesNo
Judge of an appellate court in a province, the Federal Court of Appeal or the Supreme Court of Canada YesNo
Leader or president of a political party represented in a legislature; or mayor* YesNo
*In line with legislation across Canada, municipal governments include cities, towns, villages and rural (county) or metropolitan municipalities.As such, a mayor is the head of a city, town, village, or rural or metropolitan municipality, regardless of the size of the population. A person ceases to be a domestic PEP 5 years after they have left office.
Does individual or a family member hold or have they ever held either any of the above listed offices or positions?. For the purpose of this inquiry family members, include mother or father, child, spouse, or common law partner, spouses or common law partners mother, father, brother, sister, half-brother or half-sister (that is, any other child of the individual’s mother or father)
I confirm that this investment is not to be used by or on behalf of any other party other than for myself
I hereby declare that the information provided is true and correct
(Click the box below after reading the disclaimer to submit)
Corton Capital Inc. is the exempt market dealer retained by CMFG as the distributor of its securities. By submitting this KYC application, I, the investor, confirm that the information provided above is true and acknowledge that all documents will be uploaded on the portal electronically for record keeping. No hard copy will be mailed out.
